知識點(diǎn)的學(xué)習(xí)是很重要的,不是所有的人都可以掌握每一個知識點(diǎn)的,在CFA考試中需要考生每天的積累,那在CFA一級中額外報酬知識是不是掌握了?考試題是不是也做了?
Jurgen is a portfolio manager. One of her firm’s clients has told Jurgen that he willcompensate her beyond the compensation provided by her firm on the basis of the capital appreciation of his portfolio each year. Jurgen should:
A. Turn down the additional compensation because it will result in conflicts with the interests of other clients’ accounts.
B. Turn down the additional compensation because it will create undue pressure on her to achieve strong short-term performance.
C. Obtain permission from her employer prior to accepting the compensation arrangement.
答案:C
解析:
“額外報酬”要求:額外報酬需要獲得利益相關(guān)方(尤其是雇主) 的書面同意后才能收。在這個問題里,Jurgen的一個客戶說他將對資本增值部分給 予Jurgen額外的獎勵,只要Jurgen在進(jìn)入安排之前以書面形式向雇主披露安排并獲 得她的雇主的許可。答案A和B不正確。雖然該安排可能與其他客戶的利益發(fā)生沖 突并導(dǎo)致短期業(yè)績壓力,但只要成員和候選人向雇主披露安排并獲得雇主的安排許可,他們可以簽訂此類協(xié)議,不違反該條款。
以上就是CFA考試題,你是不是能做對呢?如果你在備考中需要大量的考試題練習(xí),這邊有CFA題庫可以幫助考生的!考生可以根據(jù)自己的需要進(jìn)行選擇練習(xí)!