CFA一級道德知識學(xué)習(xí)的目標小編在上次文章中告訴考生了,那在備考CFA一級考試道德科目知識是不是掌握了這些知識呢?
雖說CFA考試道德講的知識不是金融知識,但是CFA協(xié)會對這部分知識看的比較重視的,那你是不是掌握?我們一起學(xué)習(xí)道德知識考試題!
(1)Bob White is a new CFA charter holder ... . In his bio, he states that he successfully passed all three CFA exams in three consecutive years. On his resume he adds the following line: “CFA, 2013, CFA Society of Pittsburgh”. Are either his bio or his resume in violation ... referencing the CFA designation and program?
A. No.
B. Yes, his resume is incorrect.
C. Yes, both his bio and his resume are in violation of the Standards.
解析:選B。自傳(bio)中連續(xù)三年通過三門CFA考試屬于客觀事實陳述,不違規(guī)。但簡歷中應(yīng)當使用CFA Institute而不是CFA Society of Pittsburgh,因此違規(guī)。
(2)Which ... least likely part of ... Standard V(B)–Communication with Clients and Prospective Clients? Members and candidates must:
A. make reasonable efforts to ensure that when communicating investment performance information it is fair, accurate, and complete.
B. disclose to clients and prospective clients significant limitations and risks associated with the investment process.
C. distinguish between fact and opinion in the presentation of investment analysis and recommendations.
解析:選A。“在溝通投資業(yè)績信息時,必須努力確保其公平、*和完整”出自 III(D) “業(yè)績陳述”。向客戶表達局限性和風(fēng)險、區(qū)分事實和觀點,屬于“客戶溝通”需要做到的。
CFA知識學(xué)習(xí)是長期的事情,但是堅持CFA考試是每一位學(xué)員應(yīng)該做到的。通過CFA考試掌握更多的金融知識,讓自己變成富有的人。更多CFA備考知識、資料領(lǐng)取及學(xué)習(xí)答疑的事情,學(xué)員可以在線咨詢老師。