備考CFA考試是需要考生掌握一定的知識的,在備考CFA一級考試中道德的知識不是金融知識,但是在備考中也是不可以掉以輕心的,那在2022年CFA備考中你的道德知識點掌握的如何?CFA道德科目知識考試題跟著小編一起做一做!
Upon receiving notification that he passed his Level III CFA exam, Paulo Garcia updates his educational background on his social media site by adding “completed the CFA course.” Does Garcia most likely violate ... ?
A. No.
B. Yes, because it could imply he has obtained the charter.
C. Yes, because he doesn’t describe the certification process.
解析:選B?!巴瓿蒀FA課程”暗含“持證”的意思,但他只是通過了考試,沒有去領證,因此是不正確的。
During an on-site company visit, Marsha Ward, CFA, accidentally overheard the CEO of Stargazer, Inc., discussing the company’s tender offer to purchase Dynamica Enterprises, a retailer of Stargazer products. According to the CFA Institute Standards of Professional Conduct, Ward most likely cannot use the information because:
A. it relates to a tender offer.
B. it was overheard and might be considered unreliable.
C. she does not have a reasonable and adequate basis for taking investment action.
解析:選A。涉及投標出價(tender offer),屬于重大非公開信息。B項,該信息可以被認為來自可靠的來源,因為它來自 CEO。C項沒有說到“重大”這個點上。
CFA知識學習是長期的事情,但是堅持CFA考試是每一位學員應該做到的。通過CFA考試掌握更多的金融知識,讓自己變成富有的人。更多CFA備考知識、資料領取及學習答疑的事情,學員可以在線咨詢老師。