備考CFA考試是需要考生掌握一定的知識(shí)的，上次我們做了一下CFA道德考試題，今天我們繼續(xù)看看CFA考試道德科目的知識(shí)考題，畢竟做一天是不可行的，我們看看這個(gè)考試題考察的是什么？

According to the Standard on independence and objectivity，members and candidates：

A.may accept gifts or bonuses from clients.

B.may not accept compensation from an issuer of securities in return for producing research on those securities.

C.should consider credit ratings issued by recognized agencies to be objective measures of credit quality.


【答案】A

【解析】Gifts from clients are acceptable under Standard I（B）Independence and Objectivity，but the Standard requires members and candidates to disclose such giftsto their employers.Standard I（B）allows issuer-paid research as long as the analysis is thorough，independent，unbiased，and has a reasonable and adequate basis for its conclusions，and the compensation from the issuer is disclosed.Members and candidates should consider the potential for conflicts of interest inherent in credit ratings and may need to do independent research to evaluate the soundness of these ratings.