備考CFA考試練習(xí)是必不可少的，2022年備考CFA一級(jí)考試知識(shí)點(diǎn)學(xué)習(xí)掌握的如何？8月考試進(jìn)入了沖刺階段，考試題做的如何？跟著融躍CFA一起做一做一級(jí)考試題！

Green Brothers，an emerging market fund manager，has two of its subsidiaries simultaneously buy and sell emerging market stocks.In its marketing literature，Green Brothers cites the overall emerging market volume as evidence of the market's liquidity.As a result of its actions，more investors participate in the emerging markets fund.Green Brothers most likely

OA.did not violate the Code and Standards.

OB.violated the Standard regarding market manipulation.

OC.violated the Standard regarding performance presentation.

【答案】B

【解析】The intent of Green Brothers'actions is to manipulate the appearance of market liquidity in order to attract investment to its own funds.The increased tradingactivity was not based on market fundamentals or an actual trading strategy to benefit investors.It was merely an attempt to mislead market participants in order to increase assets under Green Brothers'management.The action violates Standard II（B）Market Manipulation.


Which of the following definitions of a firm would violate GIPS？

A.Investment firm that has been in existence for less than five years.

B.Regional branch of an investment management firm marketed under the name of its parent.

C.Entity registered with the national regulator that oversees its investment management activities.

【答案】B

【解析】The definition of a firm for GIPS-compliant performance presentation should include all geographical offices marketed under the same name brand.

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