2020年CFA一級(jí)道德需要考生學(xué)習(xí)的5個(gè)reading，那你知道每個(gè)reading需要考生做到的職業(yè)道德是什么嗎？今天融躍的老師給你說說每個(gè)reading考生或者持證人還要做的的是哪些行為準(zhǔn)則！
READING 1. ETHICS AND TRUST IN THE INVESTMENT PROFESSION
The candidate should be able to:
候選人應(yīng)能夠：
a explain ethics;解釋道德：
b describe the role of a code of ethics in defining a profession;描述道德規(guī)范在定義職業(yè)方面的作用
c identify challenges to ethical behavior;確定對(duì)道德行為的挑戰(zhàn)
d describe the need for high ethical standards in the investment industry;描述投資行業(yè)對(duì)高道德標(biāo)準(zhǔn)的需求；
e distinguish between ethical and legal standards;
區(qū)分道德和法律標(biāo)準(zhǔn)；
f describe and apply a framework for ethical decision making.
描述并應(yīng)用道德決策框架。
READING 2. CODE OF ETHICS AND STANDARDS OF PROFESSIONAL CONDUCT
The candidate should be able to:
a describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards;
描述CFA協(xié)會(huì)專業(yè)行為計(jì)劃的結(jié)構(gòu)和實(shí)施準(zhǔn)則和標(biāo)準(zhǔn)的過程；
b state the six components of the Code of Ethics and the seven Standards of Professional Conduct;
b說明道德守則的六個(gè)組成部分和七項(xiàng)職業(yè)行為標(biāo)準(zhǔn)；
c explain the ethical responsibilities required by the Code and Standards, including the sub-sections of each Standard.
c解釋規(guī)范和標(biāo)準(zhǔn)要求的道德責(zé)任，包括每個(gè)標(biāo)準(zhǔn)的小節(jié)。
READING 3. GUIDANCE FOR STANDARDS I–VII
The candidate should be able to:
a demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity;證明《道德守則》和《職業(yè)行為標(biāo)準(zhǔn)》適用于涉及職業(yè)操守問題的情況；
b distinguish between conduct that conforms to the Code and Standards and conduct that violates the Code and Standards;區(qū)分符合本準(zhǔn)則和標(biāo)準(zhǔn)的行為和違反本準(zhǔn)則和標(biāo)準(zhǔn)的行為；
c recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.建議旨在防止違反道德守則和職業(yè)行為標(biāo)準(zhǔn)的做法和程序。
READING 4. INTRODUCTION TO THE GLOBAL INVESTMENT PERFORMANCE STANDARDS (GIPS )
The candidate should be able to:
a explain why the GIPS standards were created, what parties the GIPS standard sa apply to, and who is served by the standards;
解釋為什么創(chuàng)建了GIPS標(biāo)準(zhǔn)，哪些方制定了GIPS標(biāo)準(zhǔn)適用于標(biāo)準(zhǔn)并由標(biāo)準(zhǔn)服務(wù)的人員；
b explain the construction and purpose of composites in performance reporting;說明性能報(bào)告中復(fù)合材料的結(jié)構(gòu)和用途；
c explain the requirements for verification.說明驗(yàn)證要求。
戳：各科必背定義+歷年真題中文解析+學(xué)習(xí)備考資料（PDF版）
READING 5. THE GIPS STANDARDS
The candidate should be able to:
a describe the key features of the GIPS standards and the fundamentals of compliance;說明全球投資政策標(biāo)準(zhǔn)的主要特點(diǎn)和合規(guī)的基本原則；
b describe the scope of the GIPS standards with respect to an investment firm's definition and historical performance record;說明與投資公司定義和歷史業(yè)績記錄有關(guān)的全球投資政策標(biāo)準(zhǔn)的范圍；
c explain how the GIPS standards are implemented in countries with existing standards for performance reporting and describe the appropriate response when the GIPS standards and local regulations conflict;解釋在現(xiàn)有業(yè)績報(bào)告標(biāo)準(zhǔn)的國家如何執(zhí)行全球投資政策標(biāo)準(zhǔn)，并說明在全球投資政策標(biāo)準(zhǔn)與當(dāng)?shù)胤ㄒ?guī)沖突時(shí)的適當(dāng)反應(yīng)；
d describe the nine major sections of the GIPS standards.描述GIPS標(biāo)準(zhǔn)的九個(gè)主要部分。
