每日一題,看看CFA道德是不是掌握所有的知識,出的每一道CFA考試題你都能做對呢?跟著小編一起看看吧,對你學(xué)習(xí)CFA知識是有幫助的!


Belen Zapata, CFA, is the owner of Kawah Investments. Kawah promises investors returns of up to 12% per year and claims to achieve these returns by investing in non-investment-grade bonds and other fixed-income instruments. Over the next 12 months, bond market yields reach unprecedented lows and Zapata finds it impossible to achieve the returns she expected. No investments are ever made by Kawah, and clients are completely paid back all of their original investment. Zapata most likely violated the CFA Institute Standardsof Professional Conduct because of the:

A. investment mandate

B. return of capital

C. promised returns

這道CFA考試題你學(xué)習(xí)的如何呢?是不是做對了呢?看看它考的是哪個知識點(diǎn),融躍小編給你解析一下哦!

【答案】C

[解析】主人公promises investors returns of up to 12% per year, 對有風(fēng)險的投資產(chǎn)品保了收益,違反了 1(C) Misrepresentation.

這邊有CFA題庫可以幫助你練習(xí)CFA考試題,這里不僅僅有文字解析還有視頻解析,有需要的可以在線咨詢!