備考CFA考試是不是掌握了CFA考試題呢？今天小編給你帶來(lái)了一些CFA考試題，看看你是不是掌握了呢？看看你能不能在規(guī)定的試駕內(nèi)將兩道CFA考試題做對(duì)！

Bradley is a CFA charter holder. He complains that he was very unsatisfied with the CFA regulation. Which of the following statements is right?

A. He violated the standard VII (A) Conduct as Members and Candidates in the CFA program by destroying the reputation of CFA institute.

B. He violated the standard I (C) Misrepresentation

C. He did not violate the Code and Standards.


Correct answer = C

This standard does not cover the candidates and members’ expressing opinions regarding the CFA program or CFA institute. Members and candidates are free to disagree and express their    disagreement with CFA institute on its policies, procedures, or any advocacy positions take by the organization.

這道題考查的是什么呢？具體CFA2022年2月考試越來(lái)越近了，你的知識(shí)點(diǎn)掌握了但是考試題做不對(duì)，說(shuō)明你知識(shí)點(diǎn)掌握的不是很熟悉，我們?cè)趤?lái)看看下面這道題！

Theodore Lilley, CFA, is a portfolio manager for three growth funds. Lilley also manages his brother’s account on a discretionary, fee-paying basis and he is not the Abeneficial owner of this account. When participating in initial public offerings (IPOs), Lilley always allocates shares to all three funds and to his brother’s account according to account size. Does Lilley violate any CFA Institute Standards of Professional Conduct?

A.No

B.Yes, he has violated Standard III (B) Fair Dealing

C.Yes, he has violated Standard VI (B) Priority of Transaction

Correct answer = B

He can not allocate shares to all three funds and to his brother’s account according to account size, however, he should allocate shares pro rata based on order size. Members and candidates should distribute the issues to all customers for whom the investment are appropriate in a manner consist with the block-allocation（大宗交易）policies of the firm.

這邊有CFA考試題庫(kù)可以幫助你練習(xí)CFA考試題，題庫(kù)不僅有文字解析還有視頻解析，有需要可以在線咨詢我們老師，我們老師為你講解CFA考試題庫(kù)哦！