備考CFA考試考生是不是刷題了？不管是備考一級(jí)還是二三級(jí)考試，考生需要在備考階段刷題的，每年的考生都要做題！今天跟著小編一起看看CFA考試題！

1、Which of the following statements about the Standard on misconduct is most accurate？

A.Misconduct applies only to a member or candidate's professional activities.

B.Neglecting to perform due diligence when required is an example of misconduct.

C.A member or candidate commits misconduct by engaging in any illegal activity.

【答案】B

【解析】Failing to act when required by one's professional obligations，such as neglecting to perform due diligence related to an investment recommendation，violatesStandard I（D）Misconduct.Acts a member commits outside his professional capacity are misconduct if they reflect poorly on the member or candidate's honesty，integrity，or competence（e.g，theft or fraud）.Violations of the law that do not reflect on the member or candidate's honesty，integrity，or competence（e.g.，an act related to civil disobedience）are not necessarily regarded as misconduct.


2、Ed Ingus，CFA，visits the headquarters and main plant of Bullitt Company and observes that inventories of unsold goods appear unusually large.From the CFO，he learns that a recent increase in returned items may result in earnings for the current quarter that are below analysts'estimates.Based on his visit，Ingus changes his recommendation on Bulitt to"Sell."Has Ingus violated the Standard concerning material nonpublic information？

A.Yes.

B.No，because the information he used is not material.

C.No，because his actions are consistent with the mosaic theory.

【答案】A

【解析】The statement from the CFO about the current quarter's earnings is material nonpublic information.Ingus violated Standard II（A）Material NonpublicInformation by acting or causing others to act on it.

CFA知識(shí)學(xué)習(xí)是長期的事情，但是堅(jiān)持CFA考試是每一位學(xué)員應(yīng)該做到的。通過CFA考試掌握更多的金融知識(shí)，讓自己變成富有的人。更多CFA備考知識(shí)、資料領(lǐng)取及學(xué)習(xí)答疑的事情，學(xué)員可以在線咨詢老師或者添加老師微信。